Senior Compliance Manager
A vital part of the firm’s strategy is the hire of a Compliance / Senior Compliance Manager in London. The ideal candidate will be excited about the prospect of building a business.
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Since launching in 2018, our Client has received international recognition, broken world records as the most expensive first release whiskey in history and sold out of inaugural releases in record time. A winner of the best luxury design packaging and shortlisted for the best tasting whiskey in the world, 2020 and has impressive support and backing from the founders.
A vital part of the firm’s strategy is the hire of a Compliance / Senior Compliance Manager in London. The ideal candidate will be excited about the prospect of building a business and implementing key regulatory policies, frameworks, and procedures and gaining regulatory approval for a UK Alternative Investment Fund (AIF). The opportunity also provides the exposure required for quick career advancement within a rapidly growing company.
Successful Candidates Will Have
- A good understanding of investment management activities and the role and responsibilities of an AIF/AIFM.
- A good understanding of AML, Financial Crime and SMCR.
Key responsibilities
- Advise to the front office around policies and procedures
- Advise the business on AML and financial crime matters
- Support FCA approval process
- Manage the performance of the two Compliance Analysts
- Regulatory developments and horizon scanning
Role Requirements
- Compliance experience within an FCA regulated environment, specifically AIFM’s
- Good knowledge of European and/or international Investment legislation
- Wealth management exposure and experience is desired
- Aptitude for working with several areas of a business and dealing with key stakeholders
- Experience managing a high performing team
What You will Need
- An interest in start-ups and familiarity with the style of working typical in a global start-up environment
- A true business partner mindset and philosophy that drives positive partnerships cross functionally
- A pro-active, flexible, positive, curious, and resourceful nature
- A meticulous approach to work, with great organisation and attention to detail
- A commitment to continual process improvement, with a passion for bringing structure to the task at hand.
- The ability to influence and collaborate with team members of all levels to make change happen.
- An excitement for the idea of a small, close-knit team and a fast-paced environment
- Department
- Finance
- Locations
- London
London
Senior Compliance Manager
A vital part of the firm’s strategy is the hire of a Compliance / Senior Compliance Manager in London. The ideal candidate will be excited about the prospect of building a business.
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